Investor Charter

Research Analyst | As per SEBI Circular SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/655 dated November 3, 2021

INVESTOR CHARTER

Research Analyst | As per SEBI Circular SEBI/HO/IMD/IMD-II DOF3/P/CIR/2021/655 dated November 3, 2021

A. DETAILS OF BUSINESS TRANSACTED BY THE RESEARCH ANALYST

Preparation and publication of research reports on listed securities.
Provision of investment recommendations based on fundamental and/or technical analysis.
Dissemination of research reports through the company website and official email communications.

B. DETAILS OF SERVICES PROVIDED TO INVESTORS (ELIGIBLE CLIENTS)

Issuance of research reports on equity securities listed on Indian stock exchanges.
Providing buy/sell/hold recommendations with clearly stated rationale, risk factors, and target price.
Periodic market insights and sector reports.
Client servicing and query resolution.

C. RIGHTS OF INVESTORS (CLIENT)

The right to receive research reports and recommendations on a timely basis as agreed upon at the time of subscription.
The right to receive full disclosure of all conflicts of interest before or at the time of receiving research.
The right to receive a clear and transparent fee structure.
The right to lodge complaints and have them addressed in a timely manner through the Grievance Redressal Mechanism.
The right to access the SEBI SCORES platform for unresolved complaints.
The right to seek redressal through SEBI's Online Dispute Resolution (ODR) platform.
The right to receive clear disclosures regarding the Research Analyst's financial interest, if any, in recommended securities.

D. RESPONSIBILITIES OF INVESTORS (CLIENT)

To provide complete and accurate KYC information at the time of onboarding.
To read all research reports carefully, including the disclaimers and disclosures, before making any investment decision.
To conduct independent due diligence before making investment decisions based on research reports.
To bring any grievance or complaint to the notice of the Research Analyst promptly.
To verify the SEBI registration of the Research Analyst before availing services.
To report any suspicious or unauthorized activity to SEBI immediately.
To be aware that investments in securities markets are subject to market risks and that research reports are not guarantees of returns.
To not make payments in cash and always demand receipts for payments made.

E. DO'S FOR INVESTORS

Always verify SEBI registration of Research Analyst at www.sebi.gov.in
Always read the research report including all disclosures carefully
Ensure that fee details are provided in writing before availing services
Keep a record of all communications with the Research Analyst
File complaints on SEBI SCORES if grievance is unresolved
Pay fees only through banking channels; demand receipts
Check the validity of SEBI registration before subscribing

F. DON'TS FOR INVESTORS

Do not make investment decisions solely based on tips or verbal advice
Do not pay fees in cash
Do not fall for promises of guaranteed returns — SEBI regulations strictly prohibit Research Analysts from guaranteeing returns
Do not share login credentials or sensitive financial information
Do not ignore risk disclosures mentioned in research reports
Do not subscribe to services from unregistered/unverified entities

G. GRIEVANCE REDRESSAL

For any grievances, investors may contact:
Priyanshu Mishra | equitysphereservices@gmail.com | 007905601605

For escalation: SEBI SCORES — www.scores.sebi.gov.in
For dispute resolution: SEBI ODR Portal — https://smartodr.in

H. DISCLAIMER
Investments in securities market are subject to market risks. Read all the related documents carefully before investing. Registration granted by SEBI and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.